Trading & Risk Enablement

02

Trade Pre-Check Agent

Pre-execution mandate, restricted-list, and liquidity checks · Meridian Capital Partners

What we'll cover

  1. 01Why this matters2 min
  2. 02Checks performed3 min
  3. 03This week's rebalance batch3 min
  4. 04Exceptions and sign-off2 min

186

Trades checked this month

94%

Auto-approved

up

11

Flagged for review

was 19 last month

< 1 sec

Median check time

Pre-trade check set

Concentration limit
No single issuer above 5% of NAV post-trade
Restricted list
Instrument not on the current restricted or watch list
Liquidity threshold
Sized within 3 days of ADV at target participation rate
Mandate eligibility
Instrument type and geography permitted under the IMA

Strategic allocation: current vs target

Meridian Balanced Growth fund, tolerance per the IMA

50%37.5%25%12.5%0%
42.3%
40%
Global equities
24.1%
25%
IG credit
18.6%
20%
Private markets
8.2%
10%
Cash
6.8%
5%
Alternatives
CurrentTarget

This week's proposed trades, by check

ConcentrationRestricted listLiquidityMandateMSCI World ETF (sell)Sterling IG credit fund (buy)EM corp bond ETF (buy)PE co-invest (hold)
Decision requested

Release this week's rebalance batch for execution?

Recommendation

Approve, excluding the EM corp bond ETF trade pending resize to stay within the 5% concentration limit.

  • Approve all
  • Approve excluding flagged trade
  • Hold batch

Blockers

  • EM corp bond ETF trade breaches the 5% issuer concentration limit.

Asks

  • PM to resize the EM corp bond ETF order before the 3pm cutoff.
  • Compliance to confirm no other instruments are near the restricted-list threshold.