Section 01
Trade Pre-Check Agent
Before any rebalancing trade reaches a desk, this agent checks it against mandate limits, restricted lists, and liquidity thresholds, and flags anything that needs a manual sign-off.
Trades checked this month
186
Auto-approved
94%
Flagged for review
11
was 19 last month
Median check time
< 1 sec
Per trade, pre-execution
Key findingHigh impact
Checks now run before the trade is placed, not after
Previously, concentration and restricted-list breaches were caught in end-of-day reconciliation. The agent runs the same checks pre-trade, so a flagged order never reaches the desk.