Trading & Risk Enablement

Trade Pre-Check Agent

Pre-execution mandate, restricted-list, and liquidity checks · Meridian Capital Partners

What we'll cover

186

Trades checked this month

94%

Auto-approved

up

11

Flagged for review

was 19 last month

< 1 sec

Median check time

Concentration limit: No single issuer above 5% of NAV post-trade
Restricted list: Instrument not on the current restricted or watch list
Liquidity threshold: Sized within 3 days of ADV at target participation rate
Mandate eligibility: Instrument type and geography permitted under the IMA

Meridian Balanced Growth fund, tolerance per the IMA

50%37.5%25%12.5%0%

42.3%

40%

Global equities

24.1%

25%

IG credit

18.6%

20%

Private markets

8.2%

10%

Cash

6.8%

5%

Alternatives

CurrentTarget

ConcentrationRestricted listLiquidityMandateMSCI World ETF (sell)Sterling IG credit fund (buy)EM corp bond ETF (buy)PE co-invest (hold)

Decision requested

Release this week's rebalance batch for execution?

Recommendation

Approve, excluding the EM corp bond ETF trade pending resize to stay within the 5% concentration limit.

PM to resize the EM corp bond ETF order before the 3pm cutoff.
Compliance to confirm no other instruments are near the restricted-list threshold.